Platform documents

Here you can find all the regulatory documentation for the platform and wrappers, as well as other useful documents and forms.

Best Execution Policy.pdf Complaints Process.pdf Custody Terms.pdf EIDV Policy Statement.pdf Fees.pdf ISA KFD.pdf JISA KFD.pdf MIFID Disclosure.pdf Pension KFD.pdf Privacy Policy.pdf Terms and Conditions.pdf Value Assessment.pdf Target Market Assessment GIA 2024.pdf Target Market Assessment ISA 2024.pdf Target Market Assessment JISA 2024.pdf Target Market Assessment Platform 2024.pdf Target Market Assessment SIPP 2024.pdf Treatment of Client Money.pdf

Updates

Date	Document
2024-09-20	Terms and conditions version 1.7
2024-09-19	Terms and conditions version 1.6
2024-09-05	Terms and conditions version 1.5
2024-08-29	Terms and conditions version 1.4
2024-08-15	Terms and conditions version 1.3

Soderberg & Partners Wealth Management Ltd is authorised and regulated by the Financial Conduct Authority (FCA Registration Number: 995131). Soderberg & Partners Wealth Management Ltd is a firm registered in England and Wales (Company Number: 14035487). Registered Office: One Temple Quay, Temple Back East, Bristol, England, BS1 6DZ